CP
CP
Cathy Pinard
25 Years of Experience
South Windsor, CT
2 DisclosuresBrokerSells Insurance
Cathy Pinard is a registered investment advisor, based in South Windsor, CT, with 25 years of industry experience.
Location
85 Felt Road, Suite 603, South Windsor, CT, 06074
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Regulatory History (2)
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Customer Dispute
November 2011Denied
Criminal
December 1982Final Disposition
Other Business ActivitiesSells Insurance
Cathy owns rental real estate, is a CPA, and co-trustee of a living trust. She is also a financial professional utilizing a DBA name, an independent insurance agent, an advisory rep of a RIA, and an owner/partner of a business entity; she dedicates minimal time to her insurance sales.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Cambridge Investment Research Advisors, INC.
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
January 2006 - November 2015 · 9 yrs 10 mos
National Planning CorporationBroker
January 2006 - November 2015 · 9 yrs 10 mos
Aig Financial Advisors, INC.Broker
October 2005 - December 2005 · 2 mos
Sunamerica Securities, INC.Broker
December 2001 - October 2005 · 3 yrs 10 mos
US Financial Advisors, LLC
May 2001 - December 2005 · 4 yrs 7 mos
Intersecurities, INC.Broker
February 2001 - December 2001 · 10 mos
State Registrations5 states
CTFLMAMTPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.