RF
RF

Rogelio Fernandez

20 Years of Experience
Coral Gables, FL
Broker

Rogelio Fernandez is a registered investment advisor at UBS Financial Services INC., based in Coral Gables, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

550 Biltmore Way 10th floor, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Rogelio is an officer at Rapid Auto Parts, a wholesale and merchandising company, since 2016. His role involves clerical work.

Employment History
Current Registrations
UBS Financial Services INC.
March 2015 - Present · 11 yrs 2 mos
UBS Financial Services INC.
April 2014 - Present · 12 yrs 1 mo
UBS Financial Services INC.Broker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Bnp Paribas Investment Services, LLCBroker
January 2010 - April 2014 · 4 yrs 3 mos
J.P. Morgan Securities INC.Broker
July 2008 - September 2008 · 2 mos
Lasalle Financial Services, INC.
March 2006 - June 2007 · 1 yr 3 mos
Lasalle Financial Services, INC.Broker
March 2006 - June 2007 · 1 yr 3 mos
Efg Capital InternationalBroker
September 2005 - March 2006 · 6 mos
Efg Capital International LLC
June 2005 - December 2005 · 6 mos
Efg Capital International LLCBroker
September 2004 - December 2005 · 1 yr 3 mos
UBS International INC.Broker
November 2003 - August 2004 · 9 mos
1st Bridgehouse Securities, LLCBroker
July 2003 - January 2004 · 6 mos
Guzman & CompanyBroker
May 2001 - February 2002 · 9 mos
State Registrations13 states
AKAZFLHIKSLAMINMNYPASDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.