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Cynthia Conner

25 Years of Experience
Roanoke, VA
Broker

Cynthia Conner is a registered investment advisor at Morgan Stanley, based in Roanoke, VA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

10 South Jefferson Street, Suite 1700, Roanoke, VA, 24011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Cynthia is the owner of Breezy Heights LLC, a rental property in Raphine, Virginia, since 2017. She spends minimal time managing rent collections and paying bills.

Employment History
Current Registrations
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - August 2017 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - August 2017 · 2 yrs 9 mos
UBS Financial Services INC.Broker
February 2012 - October 2014 · 2 yrs 8 mos
UBS Financial Services INC.
February 2012 - October 2014 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Citigroup Global Markets INC.
June 2001 - June 2009 · 8 yrs
Citigroup Global Markets INC.Broker
May 2001 - June 2009 · 8 yrs 1 mo
UBS Painewebber INC.Broker
November 2000 - May 2001 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.