Glendon Babcock
Glendon Babcock is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Englewood, CO, with 25 years of industry experience. Glendon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
304 Inverness Way S, Ste 165, Englewood, CO, 80112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Glendon may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has two legal entities, Jangle Holdings and Insurance Services, LLC and Holistic Holdings and Insurance Services, LLC, established for business purposes, and spends about half of his time on these activities.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations34 states
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