Carlos Bautista is a CFP, ChFC-designated registered investment advisor at Ep Wealth Advisors, based in Littleton, CO, with 25 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 20,738 clients with $45B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
EP Wealth Advisors charges an annual fee based on a percentage of the total value of your investment portfolio. The fee schedule varies depending on your specific arrangement, and rates are typically negotiable based on relationship size and complexity. Fees are usually billed either quarterly in advance or quarterly in arrears.
- Standard portfolio management fees are based on a percentage of assets under management.
- Non-discretionary accounts may be subject to higher fees than discretionary accounts.
- Some clients who joined through firm acquisitions may retain legacy fee schedules negotiated with their original advisors.
Location
8081 Shaffer Parkway, Suite 4, Littleton, CO, 80127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ep Wealth Advisors
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Mbsc Securities CorporationBroker
Transamerica Capital, INC.Broker
Curian Clearing, LLCBroker
Curian Capital, LLC
Jackson National Life Distributors LLCBroker
Jackson National Life Distributors LLCBroker
Curian Capital, LLC
Investment Centers of America, INC.Broker
Transamerica Capital, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Elizabeth Cady, CFA, CFPEp Wealth Advisors
- Sara Gardner, CFPEp Wealth Advisors
- Jon Moore, CFPEp Wealth Advisors
- Linda Ginder, CFPEp Wealth Advisors
- Paul Monax, CFPAgile Wealth LLC
- Jason Bely, CFPEdward Jones