SM
SM

Shawn William Mathis

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

Vancouver, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Shawn is an Investment Advisory Representative at Financial Management Strategies, Inc., dedicating about a quarter of their time to this role. Shawn also works as an insurance agent, selling life, health, disability, annuities, and long-term care insurance, with varying hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Financial Management Strategies, INC.
October 2018 - Present · 7 yrs 4 mos
Cetera Wealth Services, LLCBroker
October 2018 - Present · 7 yrs 4 mos
Cetera Wealth Services, LLC
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2018 - June 2023 · 4 yrs 8 mos
Ameriprise Financial Services, INC.Broker
October 2009 - October 2018 · 9 yrs
Ameriprise Financial Services, INC.
October 2009 - October 2018 · 9 yrs
Ameriprise Advisor Services, INC.
August 2007 - October 2009 · 2 yrs 2 mos
Ameriprise Advisor Services, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.
February 2001 - August 2007 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
December 2000 - August 2007 · 6 yrs 8 mos
State Registrations13 states
CAGAKYNCNYOHORPASCTNWAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.