Sheila Guzzy is a registered investment advisor, based in Wexford, PA, with 21 years of industry experience.
Location
Wexford, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sheila works as a movie extra for Nancy Moser Casting Agency since 2006, a non-investment related activity. She dedicates minimal time to this activity and it does not conflict with her responsibilities.
Employment History
Current Registrations
Empower Financial Services, INC.
February 2022 - Present · 4 yrs 3 mos
Empower Advisory Group, LLC
February 2022 - Present · 4 yrs 3 mos
Empower Financial Services, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Aon Hewitt Financial Advisors, LLC
March 2015 - November 2020 · 5 yrs 8 mos
Alight Financial Solutions, LLCBroker
March 2015 - November 2020 · 5 yrs 8 mos
ICMA Retirement CORP
July 2012 - December 2014 · 2 yrs 5 mos
Icma-Rc Services, LLCBroker
July 2012 - December 2014 · 2 yrs 5 mos
Amerivest Investment Management, LLC
July 2011 - July 2012 · 1 yr
TD Ameritrade, INC.Broker
July 2011 - July 2012 · 1 yr
TD Ameritrade, INC.
July 2011 - July 2012 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - June 2011 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - June 2011 · 2 yrs 9 mos
John Hancock Distributors LLCBroker
March 2007 - June 2008 · 1 yr 3 mos
Wachovia Securities, LLCBroker
March 2002 - December 2006 · 4 yrs 9 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.