TrueAdvisor
TrueAdvisor
SP
SP

Scott Patterson

Janney Montgomery Scott LLC
25 Years of Experience
Hunt Valley, MD
1 DisclosureBroker
View SEC Summary
View SEC Summary

Scott Patterson is a registered investment advisor at Janney Montgomery Scott LLC, based in Hunt Valley, MD, with 25 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Wight Avenue, Suite 510, Hunt Valley, MD, 21030

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Scott works as a musician, performing live music at events. This takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 2026 - Present · 7 mos
Janney Montgomery Scott LLC
March 2026 - Present · 7 mos
Previous Registrations
Raymond James & Associates, INC.Broker
July 2011 - March 2026 · 14 yrs 8 mos
Raymond James & Associates, INC.
July 2011 - March 2026 · 14 yrs 8 mos
Wells Fargo Advisors, LLC
January 2008 - July 2011 · 3 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - July 2011 · 3 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
September 2005 - January 2008 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.
September 2005 - January 2008 · 2 yrs 4 mos
Legg Mason Wood Walker INC
August 2001 - May 2005 · 3 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
February 2001 - May 2005 · 4 yrs 3 mos
State Registrations23 states
AZCACOCTDCFLILINLAMAMDMOMSMTNCNHNJNMNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hunt Valley, MD →All financial advisors in Maryland →