TrueAdvisor
TrueAdvisor
JH
CFP
JH
CFP

Jordan Higgins

Janney Montgomery Scott LLC
13 Years of Experience
Hunt Valley, MD
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jordan Higgins is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Hunt Valley, MD, with 13 years of industry experience. Jordan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Wight Avenue, Suite 510, Hunt Valley, MD, 21030

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2009
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jordan is a notary public, notarizing Janney client documents without compensation, dedicating minimal time. Jordan is also a board member of the Erin Levitas Foundation, assisting with event organization and community involvement, also dedicating minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
January 2024 - Present · 2 yrs 9 mos
Janney Montgomery Scott LLCBroker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - January 2024 · 5 yrs 6 mos
Strategic Advisers LLC
December 2014 - July 2018 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
April 2014 - January 2024 · 9 yrs 9 mos
Morgan Stanley
August 2013 - March 2014 · 7 mos
Morgan StanleyBroker
June 2013 - March 2014 · 9 mos
State Registrations25 states
AKCACOCTDCDEFLGAIAILKYMDMINCNJNVNYOHPASCTXUTVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hunt Valley, MD →All financial advisors in Maryland →