Robert Bandy is a registered investment advisor at Robert Stephen Capital Management LLC, based in Tulsa, OK, with 25 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 188 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Certain accounts pay a higher fee not exceeding 2.00% per year. Fees are negotiable, and household accounts may be grouped together.
Fee Estimator
Location
4111 S. Darlington, Suite 120, Tulsa, OK, 74135
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is an investment advisor representative of Streeter, Moore & Stipe, LLC and operates under the DBA Robert Stephen Capital Management. He also owns Finiat, LLC, a software firm for professional money managers, dedicating about 10-20% of his time, with some of that time during securities trading hours.
Employment History
Current Registrations
Robert Stephen Capital Management LLC
Previous Registrations
FsicBroker
Oakbrook Financial Group, LLC
Oakbrook Financial Group, LLCBroker
Wilbanks Securities Advisory
Wilbanks Securities, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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