Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
297 clients
Average Client Portfolio
$651K average
Assets Under Management
$193.5M
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Location

4111 S. Darlington, Suite 120, Tulsa, OK, 74135

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is an investment advisor representative of Streeter, Moore & Stipe, LLC and operates under the DBA Robert Stephen Capital Management. He also owns Finiat, LLC, a software firm for professional money managers, dedicating about 10-20% of his time, with some of that time during securities trading hours.

Employment History
Current Registrations
Robert Stephen Capital Management LLC
January 2008 - Present · 18 yrs 1 mo
Previous Registrations
FsicBroker
January 2008 - October 2020 · 12 yrs 9 mos
Oakbrook Financial Group, LLC
June 2005 - December 2007 · 2 yrs 6 mos
Oakbrook Financial Group, LLCBroker
June 2005 - December 2007 · 2 yrs 6 mos
Wilbanks Securities Advisory
January 2004 - June 2005 · 1 yr 5 mos
Wilbanks Securities, INC.Broker
December 2003 - June 2005 · 1 yr 6 mos
Morgan Keegan & Company, INC.
July 2003 - January 2004 · 6 mos
Morgan Keegan & Company, INC.Broker
May 2001 - January 2004 · 2 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
February 2001 - May 2001 · 3 mos
The Lincoln National Life Insurance CompanyBroker
February 2001 - May 2001 · 3 mos
State Registrations3 states
AROKTX
Advisor
Exams
No exam information available for this advisor.