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Jeffrey Barling

Alight Financial Advisors, LLC
23 Years of Experience
Vacaville, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jeffrey Barling is a registered investment advisor at Alight Financial Advisors, LLC, based in Vacaville, CA, with 23 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 195,957 clients with $35B in assets under management.

Alight Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
64 advisors
Number of Clients
195,957 clients
Average Client Portfolio
$179K average
Assets Under Management
$35.1B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K+0.30%

Fees are based on average daily net assets of eligible investments and available cash balances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Vacaville, CA

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History

Regulatory History (1)
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Judgment / Lien
February 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is the broker of record for a group healthcare plan through Humana and California Choice, dedicating minimal time to this non-investment related activity. He also works as an independent contractor for DoorDash, spending a few hours per week.

Employment History
Current Registrations
Alight Financial Advisors, LLC
June 2014 - Present · 12 yrs 4 mos
Alight Financial Solutions, LLC
November 2012 - Present · 13 yrs 11 mos
Alight Financial Solutions, LLCBroker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Metlife Securities INC.
January 2012 - November 2012 · 10 mos
Metlife Securities INC.Broker
January 2012 - November 2012 · 10 mos
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment Services
February 2007 - May 2007 · 3 mos
Citicorp Investment ServicesBroker
February 2007 - May 2007 · 3 mos
Citigroup Global Markets INC.
February 2001 - March 2007 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
December 2000 - March 2007 · 6 yrs 3 mos
State Registrations14 states
AZCACOCTDCFLIDILMDMEMOOHPRVA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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