SG
SG
Stephanie Green is a registered investment advisor at Morgan Stanley, based in Oakland, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Harrison Street, Suite 2200, Oakland, CA, 94612
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Regulatory History (2)
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Judgment / Lien
June 2019Customer Dispute
December 2008Closed-No Action
Other Business Activities
Stephanie works at Alta Bates Medical Center providing administrative oversight after hours, dedicating minimal time. She also works for Visiting Nurses Association as a nurse, spending a few hours per week.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 2001 - June 2009 · 7 yrs 11 mos
Citigroup Global Markets INC.Broker
December 2000 - June 2009 · 8 yrs 6 mos
State Registrations18 states
AZCADCFLGAHIILMAMIMTNCNMNVNYORTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.