Ying Xie is a CFP-designated registered investment advisor at Morgan Stanley, based in Oakland, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1999 Harrison Street, Suite 2200, Oakland, CA, 94612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ying works at Lao Lao Acupuncture Clinic as an employee in customer service since October 2023. This takes about 20% of Ying's time after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
LPL Financial LLCBroker
LPL Financial LLC
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations53 states
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