Ying Xie is a CFP-designated registered investment advisor at Morgan Stanley, based in Oakland, CA, with 10 years of industry experience. Ying is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1999 Harrison Street, Suite 2200, Oakland, CA, 94612
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ying works at Lao Lao Acupuncture Clinic as an employee in customer service since October 2023. This takes about 20% of Ying's time after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
LPL Financial LLCBroker
LPL Financial LLC
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Charles JohnsonMorgan Stanley
- Stephanie GreenMorgan Stanley
- Hercules RosarioMorgan Stanley
- Deborah TharpMorgan Stanley
- David BailMorgan Stanley
- Tommy Huynh, CFPMorgan Stanley