Tracy Zullo
Tracy Zullo is a registered investment advisor at Capital Wealth Investments, based in Scranton, PA, with 25 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 469 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Wealth Investments charges a percentage of your portfolio each year for investment management services, payable quarterly. The exact fee is negotiable. Sub-advisors may also charge separate fees, which are debited directly from your account. This fee does not include brokerage commissions or other transaction fees.
Location
132 Adams Avenue, Scranton, PA, 18503
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2012Customer Dispute
March 2006Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Tracy is a financial advisor at Zullo Investment Group, dedicating nearly full-time hours to this role. She is also an independent insurance agent and affiliated with multiple insurance companies and agencies, spending minimal time on these activities, and is a Managing Director at The Zullo Investment Group DBA Capital Wealth Investments, spending about a quarter of her time.
Employment History
Current Registrations
Capital Wealth Investments
Mutual Securities, INC.
Mutual Securities, INC.Broker
Previous Registrations
Bernardo Wealth Planning, LLC
Platinum Wealth Partners
Purshe Kaplan Sterling InvestmentsBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.