DB
CFA
DB
CFA

David Brown

20 Years of Experience
Chicago, IL
Broker

David Brown is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
November 2012 - Present · 13 yrs 6 mos
Neuberger Berman Bd LLC
March 2006 - Present · 20 yrs 2 mos
Neuberger Berman Bd LLCBroker
March 2006 - Present · 20 yrs 2 mos
Previous Registrations
Neuberger Berman Management LLCBroker
July 2008 - June 2016 · 7 yrs 11 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Brown - Financial Advisor | TrueAdvisor