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Gus Marzavas

25 Years of Experience
Westlake, OH
Broker

Gus Marzavas is a registered investment advisor at RBC Capital Markets, LLC, based in Westlake, OH, with 25 years of industry experience. Gus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2 Equity Way, Suite 200, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
September 2022 - Present · 3 yrs 8 mos
RBC Capital Markets, LLC
September 2022 - Present · 3 yrs 8 mos
RBC Capital Markets, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
January 2014 - September 2022 · 8 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
January 2014 - September 2022 · 8 yrs 8 mos
PNC InvestmentsBroker
November 2009 - January 2014 · 4 yrs 2 mos
PNC Investments
November 2009 - January 2014 · 4 yrs 2 mos
Natcity Investments, INC.
February 2003 - November 2009 · 6 yrs 9 mos
Natcity Investments, INC.Broker
February 2003 - November 2009 · 6 yrs 9 mos
AXA Advisors, LLC
January 2003 - February 2003 · 1 mo
AXA Advisors, LLCBroker
February 2001 - February 2003 · 2 yrs
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.