WK
WK

William Michael Koenig

24 Years of Experience
Broker
Areas of Practice
Retirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
157 clients
Average Client Portfolio
$8.3M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.90%
$1.0M - $2.5M0.80%
$2.5M - $5.0M0.70%
$5.0M - $7.5M0.60%
$7.5M - $10.0M0.50%
$10.0M - $12.5M0.45%
$12.5M - $15.0M0.40%
$15.0M - $20.0M0.35%
$20.0M - $30.0M0.30%
$30.0M - $50.0M0.25%
$50M+0.20%

Fees are negotiable in certain instances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6060 Parkland, Suite 200, Cleveland, OH, 44124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Inverness Securities, LLCBroker
December 2016 - Present · 9 yrs 2 mos
Ancora Retirement Plan Advisors, LLC
June 2007 - Present · 18 yrs 8 mos
Previous Registrations
Safeguard Securities, INC.Broker
December 2006 - October 2017 · 10 yrs 10 mos
Waterstone Financial Group, INC.
May 2004 - December 2006 · 2 yrs 7 mos
Waterstone Financial Group, INC.Broker
May 2004 - December 2006 · 2 yrs 7 mos
Ws Griffith Securities, INC.
September 2003 - June 2004 · 9 mos
Ws Griffith Securities, INC.Broker
September 2003 - June 2004 · 9 mos
Royal Alliance Associates, INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
AXA Advisors, LLCBroker
January 2001 - July 2002 · 1 yr 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.