Carl Kipper
Carl Kipper is a registered investment advisor at Pks Advisory Services, LLC, based in Loudonville, NY, with 25 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.
Fee Estimator
Location
Loudonville, NY
Get directionsHistory
Regulatory History (2)
Regulatory
February 2008Employment Separation After Allegations
February 2008Other Business ActivitiesSells Insurance
Carl is an investment advisor representative (IAR) at PKS Advisory, dedicating full-time hours to this role. He also works as an agent for PKS Financial Services, selling fixed insurance products.
Employment History
Current Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Dinosaur Securities, L.L.C.Broker
Mcginn, Smith & CO., INC.Broker
Wachovia Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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