TS
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Theresa Ann Schmotzer

23 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

6200 Rockside Rd, Cleveland, OH, 44131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Theresa sells fixed insurance products, including life, disability, annuities, and long-term care, with various companies since 2019. She also works as a financial advisor and investment advisory representative for Vantage Financial Group, dedicating about a quarter of her time to each role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Vantage Financial Group, INC.
March 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
February 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
March 2019 - June 2023 · 4 yrs 3 mos
PNC Investments
November 2009 - February 2019 · 9 yrs 3 mos
PNC InvestmentsBroker
November 2009 - February 2019 · 9 yrs 3 mos
Natcity Investments, INC.
October 2004 - November 2009 · 5 yrs 1 mo
Natcity Investments, INC.Broker
October 2002 - November 2009 · 7 yrs 1 mo
State Registrations30 states
ALAZCACOFLGAHIILINKSMAMDMIMNMONCNHNJNVNYOHOKORPASCTXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Theresa Ann Schmotzer - Financial Advisor | TrueAdvisor