CW
CW

Christopher Warren

16 Years of Experience
Broker

Christopher Warren is a registered investment advisor at Halo Investment Services, LLC, based in Manhasset, NY, with 16 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
IM Fee
Planning only
Assets Under Management
$32.6M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1129 Northern Blvd., Suite 404, Manhasset, NY, 11030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Christopher is an advisory panel member for A50 Real Assets Limited, a real estate investment firm, dedicating minimal time. He is also the Global Head of Strategy for Halo Securities, LLC and Head of Asset & Wealth Management for Halo Investment Services, LLC.

Employment History
Current Registrations
Halo Investment Services, LLC
March 2024 - Present · 2 yrs 1 mo
Halo Securities, LLC
February 2024 - Present · 2 yrs 2 mos
Halo Securities, LLCBroker
February 2024 - Present · 2 yrs 2 mos
Previous Registrations
Dws Distributors, INC.Broker
January 2014 - May 2018 · 4 yrs 4 mos
Dws Investments Distributors, INCBroker
October 2006 - February 2012 · 5 yrs 4 mos
Abn Amro IncorporatedBroker
December 2002 - August 2006 · 3 yrs 8 mos
Goldman, Sachs & CO.Broker
October 2001 - August 2002 · 10 mos
State Registrations3 states
FLILMN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.