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Shaun Crawley

LPL Financial LLC
23 Years of Experience
Peachtree City, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Shaun Crawley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Peachtree City, GA, with 23 years of industry experience. Shaun is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

315 Hwy 74, North, Peachtree City, GA, 30269

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Shaun operates his LPL business under the DBA Delta Community Retirement & Investment Services and also works as a financial advisor for Delta Community Credit Union. He is also an insurance agent with Ashe Brokerage, offering fixed annuities and long-term care insurance, dedicating about 10% of his time. Finally, he spends minimal time on financial institution duties for Members Trust Company.

Employment History
Current Registrations
LPL Financial LLC
August 2014 - Present · 12 yrs 2 mos
LPL Financial LLC
July 2014 - Present · 12 yrs 3 mos
LPL Financial LLCBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
CUNA Brokerage Services, INC.Broker
April 2009 - August 2014 · 5 yrs 4 mos
CUNA Brokerage Services, INC.
April 2009 - August 2014 · 5 yrs 4 mos
Summitalliance Advisors, L.L.C.
July 2008 - April 2009 · 9 mos
Qa3 Financial CORP.Broker
May 2003 - October 2005 · 2 yrs 5 mos
Securities America, INC.Broker
December 2000 - May 2003 · 2 yrs 5 mos
State Registrations3 states
FLGANC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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