John Rogers
John Rogers is a CFA-designated registered investment advisor at Wealthcare Financial Group, INC., based in New York, NY, with 10 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 130 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.50% |
| $5M+ | 2.50% |
Fees are negotiable for amounts over $5,000,000.
Fee Estimator
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an insurance agent for National Life Insurance Company since 2018, selling insurance products. This takes a few hours per week, including during market hours.
Employment History
Current Registrations
Wealthcare Financial Group, INC.
Previous Registrations
Equity Services, INC.Broker
Esi Financial Advisors
UBS Financial Services INC.
UBS Financial Services INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Pruco Securities, LLC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.