Carole Burns
Carole Burns is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Westlake, OH, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
159 Crocker Park Blvd, Westlake, OH, 44145
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Citizens Investment Services
Citizens Securities, INC.Broker
PNC Funds Distributor, LLCBroker
PNC Capital Advisors LLC
PNC Investments
PNC InvestmentsBroker
Professional Funds Distributor, LLCBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Funds Distributor, INC.Broker
Victory Capital Advisers, INC.Broker
Mcdonald Investments INC.Broker
State Registrations53 states
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