To Pak is a registered investment advisor at Morgan Stanley, based in Boulder, CO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1800 Broadway, Suite 120, Boulder, CO, 80302
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2016 - Present · 9 yrs 10 mos
Morgan StanleyBroker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2011 - July 2016 · 4 yrs 9 mos
UBS Financial Services INC.Broker
October 2011 - July 2016 · 4 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.
April 2007 - June 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2007 - June 2009 · 2 yrs 2 mos
Key Investment Services LLC
January 2006 - November 2006 · 10 mos
Key Investment Services LLCBroker
January 2006 - November 2006 · 10 mos
Mcdonald Investments INC.
July 2004 - December 2005 · 1 yr 5 mos
Mcdonald Investments INC.Broker
December 2000 - December 2005 · 5 yrs
State Registrations28 states
ARAZCACOCTFLILKSMDMIMONCNMNVNYOHORPASCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.