Asma Mahmood
Asma Mahmood is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Modesto, CA, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1549 Mchenry Avenue, Suite A, Modesto, CA, 95350
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Regulatory History (1)
Customer Dispute
August 2016Other Business Activities
Asma owns two rental properties in Modesto, CA, since 2010 and 2012 respectively. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
H&r Block Financial Advisors, INC.Broker
Birchtree Financial Services, INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.