Randall Anderson
Randall Anderson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Modesto, CA, with 59 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1549 Mchenry Avenue, Suite A, Modesto, CA, 95350
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2012Customer Dispute
August 2010Customer Dispute
October 2000Customer Dispute
June 1995Customer Dispute
February 1993Other Business Activities
Randall is a partner in Sara Anderson Properties LLC, a property management company, since 2006. He is also a part owner of Scenic Creek Plaza, a commercial real estate venture, since 2010, and owns six rental properties since 1975; each of these activities requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Beckman & CO., INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Brush Slocumb & CO INCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.