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Randall Anderson

Stifel, Nicolaus & Company, Incorporated
59 Years of Experience
Modesto, CA
5 DisclosuresBroker
View SEC Summary
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Randall Anderson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Modesto, CA, with 59 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1549 Mchenry Avenue, Suite A, Modesto, CA, 95350

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
October 2000
Closed-No Action
Customer Dispute
June 1995
Settled
Customer Dispute
February 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Randall is a partner in Sara Anderson Properties LLC, a property management company, since 2006. He is also a part owner of Scenic Creek Plaza, a commercial real estate venture, since 2010, and owns six rental properties since 1975; each of these activities requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2018 - Present · 8 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - April 2018 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - April 2018 · 10 yrs 3 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
February 1992 - January 2008 · 15 yrs 11 mos
Kemper Securities Group, INC.Broker
September 1990 - February 1992 · 1 yr 5 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
September 1977 - September 1990 · 13 yrs
Beckman & CO., INC.Broker
December 1973 - September 1977 · 3 yrs 9 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
June 1971 - January 1974 · 2 yrs 7 mos
Brush Slocumb & CO INCBroker
February 1967 - June 1971 · 4 yrs 4 mos
State Registrations16 states
AZCADEGAIDKYMDMONVNYORTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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