David Graham is a registered investment advisor at LPL Financial LLC, based in Deptford, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1615 Hurffville Rd, Deptford, NJ, 08906
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates under several DBAs for his LPL business: South Jersey Financial Network, dc graham financial, and First Harvest Investment Solutions, dedicating about half his time to dc graham financial and nearly full-time to First Harvest Investment Solutions. He also owns Durban Properties, a real estate rental business, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
TD Wealth Management Services INC.
TD Wealth Management Services INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
PNC InvestmentsBroker
PNC Investments
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
PNC Brokerage CORPBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.