EK
EK

Edward Kenney

17 Years of Experience
Durham, NC
Broker

Edward Kenney is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Durham, NC, with 17 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

240 Leigh Farm Rd, Ste 400, Durham, NC, 27707

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Edward is a 50% owner of River Bend Hill LLC, an investment property occasionally rented through VRBO.com and StayBlueRidge.com. He also serves as a grant approval committee member for NC Hero's, dedicating minimal time to each activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Truist Advisory Services, INC.
December 2021 - March 2023 · 1 yr 3 mos
Truist Investment Services, INC.Broker
November 2021 - March 2023 · 1 yr 4 mos
Bb&t Investment Services, INC.
July 2006 - June 2014 · 7 yrs 11 mos
Bb&t Investment Services, INC.Broker
July 2006 - June 2014 · 7 yrs 11 mos
Suntrust Investment Services, INC.
January 2006 - July 2006 · 6 mos
Suntrust Investment Services, INC.Broker
November 2005 - July 2006 · 8 mos
Linsco/private Ledger CORP.Broker
December 2002 - September 2005 · 2 yrs 9 mos
Nationwide Securities, INC.Broker
December 2000 - January 2003 · 2 yrs 1 mo
State Registrations3 states
NCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Kenney - Financial Advisor | TrueAdvisor