Thomas Ferraro
Thomas Ferraro is a registered investment advisor at Citigroup Global Markets INC., based in Oak Brook, IL, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales,, 1900 Spring Rd, Suite 101, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas coaches at Ida Crown Hebrew Academy and County of Charleston school District, and works in property management for Valet Living. He also serves on the board of the Israelite Portuguese Fraternity of Chicago, dedicating minimal time to Valet Living and the Fraternity, about 10-20% of his time to coaching at County of Charleston school District, and a few hours per week to Ida Crown Hebrew Academy.
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Wells Fargo Advisors, LLCBroker
Adp Broker-Dealer, INC.Broker
Miller Tabak + CO., LLCBroker
UBS Financial Services INC.Broker
Ingalls & Snyder, LLCBroker
Dmr Securities INC.Broker
Farina & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.