DM
DM

Dennis Monohan

18 Years of Experience
Broker

Dennis Monohan is a registered investment advisor at Halo Investment Services, LLC, based in Manhasset, NY, with 18 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
IM Fee
Planning only
Assets Under Management
$32.6M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1129 Northern Blvd., Suite 404, Manhasset, NY, 11030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dennis is a registered representative with Halo Securities, LLC since 2021. He is also the Head of Investment Solutions for Halo Investment Services, LLC since 2023.

Employment History
Current Registrations
Halo Investment Services, LLC
August 2023 - Present · 2 yrs 8 mos
Halo Securities, LLCBroker
January 2023 - Present · 3 yrs 3 mos
Halo Securities, LLC
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
Sentinus, LLC
August 2018 - August 2023 · 5 yrs
Halo Investing, INC.
March 2017 - December 2018 · 1 yr 9 mos
Formidable Asset Management, LLC
February 2017 - December 2017 · 10 mos
Equitec Proprietary Markets, LLCBroker
May 2015 - August 2016 · 1 yr 3 mos
Banc of America Specialist, INC.Broker
October 2000 - April 2009 · 8 yrs 6 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.