Sean Keating
Sean Keating is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Shrewsbury, NJ, with 23 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1151 Broad Street Suite 305, Shrewsbury, NJ, 07702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is a senior financial advisor at Rosso Financial Group, providing insurance, securities, and advisory services full-time. He also collects fees for tax services under his wife's LLC, Elk Bookkeeping, dedicating about 10-20% of his time, and holds board fiduciary positions at the Association of US Army and the Jersey Shore Chamber of Commerce, taking minimal time for each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
LPL Financial LLC
LPL Financial LLCBroker
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Gwn Securities INC.Broker
Gwn Securities INC.
Patriot Financial Advisors
UBS Financial Services INC.Broker
Goldman Sachs Execution & Clearing, L.P.Broker
Spear, Leeds & Kellogg Specialists LLCBroker
Benjamin Jacobson & Sons, L.L.C.Broker
State Registrations13 states
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