James Starnes
James Starnes is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
701 North Post Oak Rd, Suite 320, Houston, TX, 77024
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
James is involved in numerous business activities, including fixed insurance sales, financial services, expense management, real estate, and operating entities. He also sells various insurance products and life settlements, dedicating varying amounts of time to each endeavor.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
New England Securities Corporation
Msi Financial Services, INC.Broker
New England SecuritiesBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.