Julie-Anne Lewis
Julie-Anne Lewis is a registered investment advisor at RBC Capital Markets, LLC, based in Warrenton, VA, with 25 years of industry experience. Julie-Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
28 Blackwell Park Lane, Suite 105, Warrenton, VA, 20186
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Regulatory History (1)
Customer Dispute
September 2016Other Business Activities
Julie-Anne is the owner of JAG JAB LLC, a pass-through entity used to pay employees, and dedicates a few hours per week to it. She is also a co-chair for the Leukemia & Lymphoma Society, spending minimal time on this activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Kestra Investment Services, LLCBroker
LPL Financial LLCBroker
Kestra Private Wealth Services, LLC
Mid Atlantic Capital CorporationBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.