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Glenn Frank

21 Years of Experience
Alpharetta, GA
Broker

Glenn Frank is a registered investment advisor at Wells Fargo Advisors, based in Alpharetta, GA, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

94 Academy Street, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Glenn has 100% ownership of JBC Greenpoint LLC since 2023, which is investment-related. This activity takes nearly all of Glenn's time.

Employment History
Current Registrations
Wells Fargo Advisors
July 2023 - Present · 2 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
June 2014 - July 2023 · 9 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
June 2014 - July 2023 · 9 yrs 1 mo
Raymond James & Associates, INC.Broker
February 2013 - June 2014 · 1 yr 4 mos
Raymond James & Associates, INC.
February 2013 - June 2014 · 1 yr 4 mos
Morgan Keegan & Company, INC.
March 2009 - February 2013 · 3 yrs 11 mos
Morgan Keegan & Company, INC.Broker
March 2009 - February 2013 · 3 yrs 11 mos
UBS Financial Services INC.
January 2009 - March 2009 · 2 mos
UBS Financial Services INC.Broker
February 2005 - March 2009 · 4 yrs 1 mo
Wachovia Securities, LLCBroker
October 2004 - February 2005 · 4 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.