Areas of Practice
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Fee Estimator
Location
1355 Greenwood Cliff, Ste. 301, Charlotte, NC, 28204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a general agent for Core Group, USA and is involved in several real estate and investment LLCs as a member or passive investor. He dedicates minimal time to these activities, typically around an hour per month for each.
Employment History
Current Registrations
Laurel Wealth Advisors, LLC
Previous Registrations
Apw Capital, INC.Broker
1st Global Capital CORP.Broker
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.