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Paola Gallego

24 Years of Experience
Stroudsburg, PA
Broker

Paola Gallego is a registered investment advisor at Morgan Stanley, based in Stroudsburg, PA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

701 Main Street 501, 5th Floor, Stroudsburg, PA, 18360

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paola is a partner in Olimpico Real Estate LLC since 2017, which is an investment-related real estate venture. She dedicates minimal time to this activity during business hours.

Employment History
Current Registrations
Morgan StanleyBroker
March 2020 - Present · 6 yrs 2 mos
Morgan Stanley
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2010 - April 2020 · 10 yrs 3 mos
UBS Financial Services INC.Broker
January 2010 - April 2020 · 10 yrs 3 mos
UBS International INC.
December 2009 - January 2010 · 1 mo
UBS International INC.Broker
July 2006 - January 2010 · 3 yrs 6 mos
J.P. Morgan Securities INC.Broker
April 2002 - July 2006 · 4 yrs 3 mos
Gruntal & CO., L.L.C.Broker
October 2001 - March 2002 · 5 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paola Gallego - Financial Advisor | TrueAdvisor