Daniel Lacey
Daniel Lacey is a registered investment advisor at Osaic Wealth, INC., based in Austin, TX, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
611 South Congress Avenue, Suite 440, Austin, TX, 78704
Get directionsHistory
Regulatory History (3)
Regulatory
January 2008Regulatory
February 2006Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Daniel is a tax preparer through Danny Lacey Financial Services, spending minimal time on this activity. He is also a partner at Kramer Financial LLC, dedicating nearly full-time hours, and provides recommendations on life insurance products through Danny Lacey - Insurance, spending a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Securities America, INC.Broker
Allmerica Investments, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.