Tina Matthews
Tina Matthews is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Austin, TX, with 29 years of industry experience. Tina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6601 Vaught Ranch Road, Suite 102, Austin, TX, 78730
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Tina is an Investment Advisor Representative with SagePoint Financial, dedicating about 10-20% of her time. She also sells life insurance and long-term care insurance, and receives commissions from past group health insurance policies, dedicating minimal time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Compass Brokerage, INC.
Compass Brokerage, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
First American National Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.