Troy Betthauser is a registered investment advisor, based in Tampa, FL, with 25 years of industry experience.
Location
4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Troy is involved with fixed insurance sales through Betthauser Wealth Management, operating as an LLC. He dedicates minimal time to this activity.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
November 2010 - Present · 15 yrs 8 mos
J.W. Cole Financial, INC.Broker
November 2010 - Present · 15 yrs 8 mos
Previous Registrations
Brewer Investment Advisors LLC
April 2008 - November 2010 · 2 yrs 7 mos
Brewer Financial Services, LLCBroker
September 2006 - November 2010 · 4 yrs 2 mos
Ameriprise Financial Services, INC.Broker
January 2001 - September 2006 · 5 yrs 8 mos
Ids Life Insurance CompanyBroker
January 2001 - July 2006 · 5 yrs 6 mos
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.