Eric Henry is a CFP-designated registered investment advisor, based in Folsom, CA, with 23 years of industry experience.
Location
340 Palladio Pkwy., Suite 501, Folsom, CA, 95630
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
January 2008 - Present · 18 yrs 4 mos
Allworth Financial, L.P.
November 2007 - Present · 18 yrs 6 mos
Previous Registrations
Hanson Mcclain Strategic Advisors, INC.
August 2011 - June 2012 · 10 mos
Securities America, INC.Broker
November 2007 - January 2008 · 2 mos
State Farm Vp Management CORP.Broker
January 2007 - April 2007 · 3 mos
Ameritas Investment CORP
March 2005 - December 2006 · 1 yr 9 mos
Ameritas Investment CORP.Broker
March 2005 - December 2006 · 1 yr 9 mos
Main Street Management CompanyBroker
September 2002 - June 2004 · 1 yr 9 mos
Prudential Securities Incorporated
February 2001 - July 2002 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
January 2001 - July 2002 · 1 yr 6 mos
Pruco Securities CorporationBroker
December 2000 - February 2001 · 2 mos
State Registrations18 states
AZCACOFLIDILMNMONCNVOHOKORTNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.