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Christopher Young

24 Years of Experience
Hamden, CT
BrokerSells Insurance

Christopher Young is a registered investment advisor at MML Investors Services, LLC, based in Hamden, CT, with 24 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

2321 Whitney Ave, Ste 402, Hamden, CT, 06518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an insurance broker for a non-MMLIA insurance brokerage, selling individual life and fixed annuities. This takes about 10-20% of his time, with about half of that time occurring during securities trading hours.

Employment History
Current Registrations
MML Investors Services, LLC
November 2015 - Present · 10 yrs 6 mos
MML Investors Services, LLCBroker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2007 - July 2015 · 7 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
July 2007 - July 2015 · 8 yrs
Wachovia Securities, LLC
August 2004 - July 2007 · 2 yrs 11 mos
Wachovia Securities, LLCBroker
January 2001 - July 2007 · 6 yrs 6 mos
State Registrations4 states
CTFLMARI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.