Bart James Bohrer

Calton & Associates, INC.

22 Years of Experience

5 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning

Calton & Associates, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

223 advisors

Number of Clients

6,062 clients

Average Client Portfolio

$201K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$50K

Location

2701 N. Rocky Point Drive, Suite 1000, Tampa, FL, 33607

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2020

Award / Judgment

Customer Dispute

March 2020

Settled

Customer Dispute

January 2020

Settled

Customer Dispute

October 2019

Settled

Customer Dispute

March 2019

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Bart owns a duplex, renting out one side and living in the other, since 2007. He spends minimal time on maintenance and rent collection.

Employment History

Current Registrations

Calton & Associates, INC.

August 2019 - Present · 6 yrs 6 mos

Calton & Associates, INC.

August 2019 - Present · 6 yrs 6 mos

Calton & Associates, INC.Broker

August 2019 - Present · 6 yrs 6 mos

Previous Registrations

Capital Financial Services, INC.

December 2006 - August 2019 · 12 yrs 8 mos

Capital Financial Services, INC.Broker

March 2003 - August 2019 · 16 yrs 5 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.