Ernesto Chavez
Ernesto Chavez is a registered investment advisor at Emerson Equity LLC, based in San Mateo, CA, with 24 years of industry experience. Ernesto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
155 Bovet Road, Suite 725, San Mateo, CA, 94402
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2023Customer Dispute
October 2022Customer Dispute
October 2022Employment Separation After Allegations
February 2010Other Business ActivitiesSells Insurance
Ernesto is a CPA preparing tax returns and assisting with accounting and estate planning. He also manages two real estate LLCs and sells fixed insurance products, while dedicating a significant portion of his time to Liden Financial.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
United Planners' Financial Services of America a Limited PartnerBroker
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.