Shawn Stites
Shawn Stites is a registered investment advisor at Stites Financial Consulting, based in Wilton, CA, with 25 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 215 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.90% |
Fees are generally negotiable.
Fee Estimator
Location
9516 Clay Station Road, Wilton, CA, 95693
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2019Other Business ActivitiesSells Insurance
Shawn is the owner of Stites Financial Consulting, where he sells life, health, disability, and long-term care insurance. This activity is investment-related.
Employment History
Current Registrations
Stites Financial Consulting
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Ssn Advisory, INC.
Securities Service Network, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.Broker
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.