Cynthia Aragon
Cynthia Aragon is a registered investment advisor at Brentview Investment Management, LLC, based in Los Angeles, CA, with 19 years of industry experience. Cynthia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 171 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.50% |
| $25.0M - $50.0M | 0.45% |
| $50.0M - $100.0M | 0.40% |
| $100.0M - $250.0M | 0.35% |
| $250M+ | 0.35% |
Fee schedule is for the Dividend Growth strategy. Fees for accounts that fall outside of the stated ranges are negotiated. Annual Fee Schedule for Select Dividend Growth and International Dividend Growth: First $25 million: 0.70%, Next $25 Million: 0.65%, Next $50 Million: 0.60%, Over $100 Million: Negotiated
Fee Estimator
Location
11100 Santa Monica Boulevard, Suite 265, Los Angeles, CA, 90025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cynthia is the sole proprietor of her own law practice, providing compliance consulting for investment companies, corporate businesses, and general legal advice. This takes about half of Cynthia's time, with a significant portion during trading hours.
Employment History
Current Registrations
Brentview Investment Management, LLC
Previous Registrations
Cavu Securities LLCBroker
Global View Capital Management, LTD
Altegris Advisors, LLC
Altegris Investments, LLCBroker
Liccar Securities & Custodial Services, LLCBroker
Westpark Capital, INC.
Westpark Capital, INC.Broker
Fat Securities, LLCBroker
Seb Enskilda, INC.Broker
Ge Investment Distributors, INCBroker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.