East Rock Financial Services is a registered investment advisor founded in 2008 and based in Burlingame, California. Led by Stephanie J. Lee, the firm provides personalized investment management and financial planning services to individuals, high-net-worth individuals, trusts, estates, and charitable institutions. East Rock tailors its investment advice and portfolio strategies to each client's specific goals, risk tolerance, and time horizon across a range of asset types including stocks, bonds, mutual funds, and exchange-traded funds. As a fiduciary, East Rock is legally required to act in its clients' best interests at all times. In addition to investment management, the firm offers comprehensive financial planning and hourly consultations on specific topics such as insurance needs, estate planning, budgeting, and tax management.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $10.0M | 0.50% |
| $10.0M - $15.0M | 0.25% |
| $15M+ | 0.10% |
Minimum quarterly fee of $4,000 for clients joining after March 2019. Fees may be negotiable in limited circumstances.