RN
RN

Richard Nelson

23 Years of Experience
Houston, TX
Broker

Richard Nelson is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a sole proprietor/owner of 1002 Euclid LLC, a real estate venture, since February 2021, and a partner in MyHERO Holdings LLC, another real estate investment, since October 2023. He spends minimal time on these activities outside of business hours, primarily on property management and investment decisions/advice.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
May 2020 - Present · 6 yrs
Morgan Stanley
May 2020 - Present · 6 yrs
Previous Registrations
UBS Financial Services INC.Broker
February 2009 - May 2020 · 11 yrs 3 mos
UBS Financial Services INC.
February 2009 - May 2020 · 11 yrs 3 mos
Wachovia Securities, LLC
April 2005 - February 2009 · 3 yrs 10 mos
Wachovia Securities, LLCBroker
April 2005 - February 2009 · 3 yrs 10 mos
Banc One Securities CorporationBroker
December 2003 - March 2005 · 1 yr 3 mos
Banc One Securities Corporation
November 2003 - March 2005 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
February 2001 - December 2001 · 10 mos
State Registrations30 states
AKALAZCACOCTFLILLAMDMIMONCNHNJNMNVNYOKORPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Nelson - Financial Advisor | TrueAdvisor