Kristen Ullman is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4449 Easton Way, Suite 300, Columbus, OH, 43219
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2016 - Present · 9 yrs 9 mos
Morgan Stanley
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
July 2013 - June 2016 · 2 yrs 11 mos
UBS Financial Services INC.
July 2013 - June 2016 · 2 yrs 11 mos
The Huntington Investment CompanyBroker
April 2013 - July 2013 · 3 mos
Morgan Stanley
April 2011 - March 2013 · 1 yr 11 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
June 2004 - April 2007 · 2 yrs 10 mos
State Registrations46 states
ALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCTNTXUTVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.