Joseph Valdivia is a registered investment advisor, based in Tacoma, WA, with 21 years of industry experience.
Location
1201 Pacific Avenue, Suite 600, Tacoma, WA, 98402
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is an advisor for Chambers Bay Financial Services, a DBA/support company, since April 2025. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2025 - Present · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Edward Jones
July 2023 - March 2025 · 1 yr 8 mos
Edward JonesBroker
July 2023 - March 2025 · 1 yr 8 mos
The Leaders Group, INC.Broker
September 2022 - May 2023 · 8 mos
Aig Capital Services, INC.Broker
November 2011 - November 2020 · 9 yrs
Ameriprise Financial Services, INC.Broker
October 2009 - April 2010 · 6 mos
Ameriprise Financial Services, INC.
October 2009 - April 2010 · 6 mos
Ameriprise Advisor Services, INC.
November 2008 - October 2009 · 11 mos
Ameriprise Advisor Services, INC.Broker
November 2008 - October 2009 · 11 mos
UBS Financial Services INC.
September 2001 - November 2008 · 7 yrs 2 mos
UBS Financial Services INC.Broker
February 2001 - November 2008 · 7 yrs 9 mos
State Registrations3 states
AZCAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.