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CFP
WL
CFP

Wendy Liebowitz

J.P. Morgan Securities LLC
24 Years of Experience
Boca Raton, FL
Broker
View SEC Summary
View SEC Summary

Wendy Liebowitz is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Boca Raton, FL, with 24 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5100 Town Center Circle, Floor 06, Boca Raton, FL, 33486-1049

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wendy is the co-owner and member/manager of Jaindlwitz LLC and Jaindlwitz Investments, LLC, both formed in 2018. These LLCs own vacation properties, and Wendy spends minimal time paying dues and bills for them.

Employment History
Current Registrations
J.P. Morgan Securities LLC
May 2023 - Present · 3 yrs 5 mos
J.P. Morgan Securities LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - March 2023 · 4 yrs 8 mos
Strategic Advisers LLC
January 2007 - July 2018 · 11 yrs 6 mos
Strategic Advisers, INC.
January 2006 - January 2007 · 1 yr
Fidelity Personal Trust Company, Fsb
October 2004 - January 2006 · 1 yr 3 mos
Strategic Advisers, INC.
June 2002 - January 2006 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
November 2001 - March 2023 · 21 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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